Member Section Activity Policy (2.0)

Definitions:

a. "Eligible Person" has the meaning defined for that term in the OASIS Technical Committee Process.

b. "Member Section" An OASIS Member Section (MS) is an organizational structure as provided in the OASIS Bylaws (Article 12, Section 3), to focus on particular structured information standards, or families of standards, that may be or may become the subject of one or more Technical Committees.

c. "Member Section Member" is an Eligible Person who is either an Individual Member Section Supporting Entity or an employee or designee of an organizational Member Section Supporting Entity, who subscribes to the Member Section email list (Roster), and participates in Member Section list discussions as described in Section 1.6.

d. "Member Section Observer" is an Eligible Person who subscribes to the Member Section email list (Roster) as an Observer, and is not allowed to participate in Member Section email list discussions, or vote in Member Section Steering Committee elections.

e. "Member Section Qualified Elector" is a Member of a Member Section who has voting rights in the Member Section. The process for gaining voting rights in a specific Member Section is defined in that Member Section's Rules of Procedure.

f. "Member Section Steering Committee" is a selected group of members of the Member Section who govern that Member Section. All Eligible Persons elected or appointed to serve on a Member Section Steering Committee are considered Voting Members of that Steering Committee.

g. "Member Section Steering Committee Special Majority Vote" is a Member Section Steering Committee vote in which at least 2/3 (two thirds) of the Steering Committee Voting Members vote "yes". These numbers are based on the total number of Voting Members, regardless of the number of Voting Members voting or present in a meeting. Abstentions are not counted. For example, in a Member Section Steering Committee in which there are 9 Voting Members, at least 6 Voting Members must vote "yes" for a motion to pass.

h. "Member Section Supporting Entity" is an OASIS Organizational Member or Individual Member in good standing who indicates intent to participate significantly in the Member Section activities and allocate a portion of their OASIS Membership dues, if such Member Section accepts such funds.

i. "Rules of Procedure" or "ROP" are the set of rules specific for each Member Section that define the makeup and election process for the steering committee, and other matters required or permitted by this Policy. The Rules of Procedure must be approved by the Board of Directors before formation of the Member Section, and may be amended as provided in this Policy.

j. "Technical Committee" or "TC" has the meaning defined for that term in the OASIS Technical Committee Process.

k. "Technical Committee Affiliated with a Member Section" is a TC that has become affiliated with a single Member Section according to the process described in Section 4.

Role of the Member Sections within OASIS

a) A Member Section may be created to support one or more OASIS Technical Committees through coordination and/or funding of activities.

b) A Member Section may be created to enable existing organizations or initiatives to become part of OASIS, while maintaining their identity and governance through the Member Section Steering Committee.

c) A Member Section may be created when a collection of OASIS Members recognize a particular need and are willing to commit to work on that need over an extended period.

1.0 Structure & Activities of the Member Section.

1.1 Structure of a Member Section

A Member Section (MS) is comprised of a Steering Committee, at least three Member Section Supporting Entities who are OASIS Organizational Members, Member Section Members and zero or more "affiliated" TCs, each as defined in this Policy. A Member Section is initially formed with no TCs. Both existing TCs and new TCs may become affiliated with a Member Section (see Section 4 of this Policy).

A Member Section does not have to have designated funds, however a Member Section may have its own operating funds that come from a variety of sources; for example:

  • a percentage of the income from OASIS membership dues paid by the Member Section Members,
  • a percentage of the income from OASIS sponsorship fees for sponsoring the Member Section website,
  • grants of funds from Member Section Members or other funding sources for work that is in alignment with the scope of that Member Section,
  • revenue from events conducted by the Member Section,
  • and (in the case of acquisition) any operating funds it may have previously had as a separate organization.

1.2 Formation of a Member Section

One or more OASIS Members may request the formation of a Member Section by creating a proposed set of Rules of Procedure, that comply with this Policy, and specify how the new Member Section will operate.

The ROP must specify:

(a) The name of the Member Section - Member Section names may not contain trademarks not owned by OASIS, and may not be confusing with other OASIS Member Section names or TC Names not affiliated with the Member Section.

(b) The Member Section statement of work - This is the planned general area of work to be addressed by TCs that affiliate with this Member Section over the lifetime of the Member Section.

(c) The rules for electing new Steering Committee Members - This includes any restrictions on who may be a member of the Steering Committee. This section must specify how the Steering Committee is constituted from any combination of the following choices:
(i) at-large positions selected by elections among all the Qualified Electors,
(ii) TC representatives selected using open elections within each TC affiliated with the Member Section,
(iii) designated positions reserved for representatives chosen by specific industry associations, or
(iv) designated positions reserved for representatives from a specific constituency elected through an open process.

This section also must define the the length of term of those on the Steering Committee (either one-year or two-year terms) and which portion of the Steering Committee members are elected in annual elections (for one-year terms all elected positions are elected for one-year terms, or for two-year terms approximately half of the elected positions are elected for two-year terms), Vacancies for elected seats on the Steering Committee must be filled by special election if the newly elected member will serve for at least six months, otherwise the position will remain vacant until the next annual election. All members of the Steering Committee must be and remain members of the Member Section, in order to be elected and serve. The election of open seats on the Steering Committee shall be conducted using Single Transferable Voting (which is a ranked voting method).

(d) The initial makeup of the Member Section Steering Committee - The Steering Committee must consist of an odd number of committee members (minimum 3). This section of the ROP will state the initial terms of the designated Steering Committee members, either all for one year terms, or maximum two year terms (with approximately half for two years and the remaining for one year), until elections are held.

(e) The process for changing the number of Steering Committee members - The ROP must include provisions for expanding and contracting the number of Steering Committee Members during the life cycle of the Member Section. The Steering Committee must consist of an odd number of committee members (minimum 3), unless a vacancy exists for less than six months.

(f) The funding model (if any) for the Member Section - Member Sections optionally may propose in their ROP that a portion of dues of OASIS Members who choose to associate themselves with the Member Section be retained as operating funds for the Member Section. Any proposed funds allocation percentage must be agreed upon by the OASIS President. The uses and expenditures of such funds must be in accordance with the rules prescribed in this Policy.

If dues allocation is proposed for this Member Section, the proposers of the Member Section must provide a budget, and work with OASIS Staff to create an analysis of the financial impact of dues allocation on the OASIS general fund in advance of the Board's approval of the ROP, in order to help the Board make an informed decision.

(g) Any provisions that apply to affiliated OASIS Technical Committees - The ROP must specify (i) the allowable IPR Modes and Languages to be included in Charters of Affiliated TCs, and (ii) any Member Section-wide TC Charter requirements as specified in Section 4.8.

(h) Any other provisions - The ROP may specify additional provisions that are not prohibited by this policy.

The proposers must review their ROP and financial justification (if applicable) with OASIS Staff. Once the RoP meets the requirements of this section, the OASIS President will submit the ROP to the OASIS Board, before the next regularly scheduled Board meeting, for approval by the OASIS Board.

Once the ROP is approved by the OASIS Board, the Member Section is created, and new TCs which are to be affiliated with the Member Section may be created and/or existing OASIS TCs may choose to become affiliated with the Member Section.

1.3 Closure of a Member Section

When all TCs in a MS have completed their deliverables and no new work is planned to be chartered, the Steering Committee may vote to dissolve the Member Section. If at the time of any Steering Committee election there are less than three (3) Qualified Electors of the Member Section, the Member Section may be dissolved by the OASIS Board. If a Member Section is unable to maintain a minimum of three (3) members to serve on the Steering Committee, the Member Section must be closed. Closure may occur by a majority vote of the remaining members of the Steering Committee or by resolution of the OASIS Board of Directors if the Member Steering Committee is unable to act.

1.4 Removal of a Member Section Steering Committee Member

Member Section Steering Committee Members may be removed by vote of a Special Majority (2/3) of the votes cast by the Member Section Qualified Electors in an electronic ballot. A Steering Committee Member may also be removed by resolution of the OASIS Board of Directors.

1.5 Activities of a Member Section Steering Committee

The following are activities of the Member Section Steering Committee:

(a) Must maintain a Rules of Procedure (ROP) document for the Member Section (as defined in Section 1.2).

(b) Must vote on the affiliation of any Technical Committee requesting to be affiliated with the Member Section.

(c) Must provide spokesperson(s) for press/analyst briefings, as coordinated by OASIS staff.

(d) Must provide quarterly reports to OASIS management and to the Member Section Members on the actual and planned activities and expenses of the Member Section.

(e) Must establish budgets and priorities for disbursement of Member Section funds (if available). (See Section 6.2)

In addition, the Steering Committee:

(f) May create and maintain content for Member Section website (if such exists), either using volunteers or external resource paid for by Member Section discretionary funds (if available).

(g) If discretionary funds are available, must direct use of discretionary funds to be approved and administered by OASIS management, including but not limited to the following:
  • Outside contractors;
  • Printing and design of collateral materials;
  • Conference participation;
  • Travel expenses for OASIS staff conducting work on behalf of the Member Section, pre-approved by the Member Section Steering Committee;
  • Dedicated IT and infrastructure costs;
  • Dedicated technical resources;
  • Professional fees specific to Member Section activities; and
  • OASIS memberships and other payments specific to the Member Section

1.6 Activities of the Member Section Members

The following are the activities that the Members of a Member Section engage in:

(a) Vote in the election of Steering Committee Members (Qualified Electors only),

(b) Discuss and provide feedback on the overall direction and program of work of the Member Section activities,

(c) Provide feedback to the Member Section Steering Committee on plans and decisions which the Steering Committee makes.

1.7 Activities of Member Section Technical Committees

The Technical Committees which are affiliated with a Member Section are governed by the same set of policies that govern all OASIS TCs. See Section 4 for details on affiliated Technical Committees.

2.0 Membership Model

The Supporting Entities of an OASIS Member Section are those OASIS Organizational Members and Individual/Associate Members who indicate intent to participate significantly in the Member Section activities and work. OASIS Members may join a Member Section as a Supporting Entity at any time; however, a Member Section Supporting Entity may withdraw from selected Member Section(s) after at least 12 months of financial participation in the Member Section. If there is no financial participation (no membership dues allocation) in the Member Section, the Supporting Entity may withdraw at any time by notifying OASIS Member Services.

2.1 Any allocation percentage of membership dues from Member Section Supporting Entities will be specified in that Member Section's Rules of Procedure, subject to an annually agreed-upon budget set by OASIS management and the OASIS Member Section Steering Committee during the fiscal budgeting process.

2.2 OASIS members, regardless of their role as a Member Section Supporting Entity, will be able to participate in any OASIS Technical Committees without prejudice or preference, including those TCs affiliated with an OASIS Member Section.

2.3 When an OASIS member becomes a Supporting Entity of more than one OASIS Member Section with a membership allocation fund, the discretionary funding portion of that member's dues will be distributed proportionally among all selected Member Sections, based on the allocation percentage of each Member Section (as defined in Section 2.1).

2.4 All revenue will be managed in OASIS accounts. The portion of monies designated for the OASIS Member Sections will be tracked and managed by OASIS and will be subject to OASIS management and spending approval.

3.0 Governance

3.1 Governing Policies.

Member Sections will operate in accordance with the OASIS Bylaws, their approved Rules of Procedure, and any other applicable OASIS policies, procedures, and guidelines. Once a Member Section Steering Committee is established at OASIS, it may modify its Member Section Rules of Procedure, subject to approval by the OASIS Board of Directors.

3.2 Member Section Steering Committees

Members of a Member Section Steering Committee must, at all times, be current eligible OASIS Members as well as Member Section Members. The manner in which Member Section Steering Committees are formed will be defined in each Member Section's Rules of Procedure. The existing Steering Committee will conduct the election in an open, accountable manner, with oversight by OASIS Staff.

3.3 Qualified Electors within a Member Section

The manner in which a Member Section conducts elections, and who is allowed to cast a ballot (Qualified Electors) will be defined in each Member Section's Rules of Procedure. Voting in Member Section Steering Committee elections is restricted to Member Section Qualified Electors. Voting in any other elections, ballots, or votes that may be held by the Member Section is similarly restricted to Member Section Qualified Electors.

3.4 Steering Committee Operation

The Member Section Steering Committee will elect its own Chair, and set its own meeting schedule and agenda. A Vice-Chair may be elected to chair meetings in the absence of the Chair, or to succeed the Chair if that person becomes unable to fulfill his or her duties.

The Steering Committee should conduct its meetings according to the precepts of Roberts Rules of Order. In accordance with the OASIS philosophy of democracy, openness, and accountability, all meeting minutes and Steering Committee activities will be published on the Steering Committee document folders or email list, which is archived and viewable by OASIS Members. Any OASIS member should be able to post email to the Member Section list and the Steering Committee list.

3.5 Steering Committee Financial Responsibility

The Member Section Steering Committee will direct the expenditure of Member Section funds to advance the mission of the Member Section. Expenditure of funds (if applicable) allocated to the Member Section is subject to the approval of the OASIS President. The Member Section Steering Committee may not sign contracts, however they may select and recommend consultants and contractors to be engaged with the approval of the OASIS President. The Member Section may not engage in any activity that might jeopardize OASIS' status as a tax-exempt organization.

4. Technical Process, Management, Reporting

4.1 The OASIS TC Administrator will oversee all work done under the OASIS Technical Committee Process for TCs affiliated with the Member Section in the same manner and service it provides to the rest of OASIS and other similarly established OASIS Member Sections.

4.2 Technical Committees affiliated with a Member Section will abide by the OASIS Technical Committee Process and all other OASIS Policies and Bylaws.

4.3 OASIS TCs may become affiliated with at most one Member Section.

4.4 The Member Section Steering Committee will be given the opportunity to review the TC's proposed charter, and may approve the new TC's affiliation with the Member Section by a Special Majority Vote of the Member Section Steering Committee.

4.5 Existing TCs, formed prior to the existence of a Member Section or not initially affiliated with a Member Section, may apply for such affiliation if a Special Majority Vote of the TC Voting Members to affiliate the existing TC passes. Such affiliation must then also be approved by a Special Majority Vote of the Member Section Steering Committee.

4.6 A Technical Committee approved to be affiliated with a Member Section may use a name associated with that Member Section as part of the TC's name, which is specified in the TC Charter. OASIS TCs that are not approved for affiliation with a Member Section by that Member Section's Steering Committee may not use the Member Section's name or any name that could be confused with the Member Section's name.

4.7 A TC affiliated with a Member Section may choose to become unaffiliated with that Member Section by a Special Majority Vote of the Voting Members of that TC. The MS Steering Committee may vote to terminate the affiliation of a TC for any reason at any time by a Special-Majority Vote. A TC that becomes unaffiliated with a Member Section must change the TC Name if that TC Name included the previously affiliated Member Section's name or abbreviation of the Member Section's name.

4.8 Additional TC requirements (as listed in this section) may be specified within a Member Section Rules of Procedure for inclusion within a TC's Charter by Technical Committees affiliated with a Member Section, as long as they do not conflict with requirements of the OASIS Technical Committee Process, the Bylaws of OASIS or other policies adopted by the OASIS Board of Directors. The following are optional requirements that may be specified by the Member Section for inclusion within all affiliated Technical Committee charters:

  • The IPR Mode of the affiliated TC
  • The Language of choice of the affiliated TC

4.9 OASIS staff provides a central review for all Technical Committee work, including TCs affiliated with a Member Section, to identify potential conflicts or overlap with other committees or standards bodies, and to help build liaisons as appropriate. Any liaisons established must conform to the published OASIS Liaison Policy. The Member Section may be responsible for coordinating the work among the TCs affiliated with their Member Section, if so specified in its ROP.

4.10 A Member Section Rules of Procedure may include a requirement whereby the Member Section Steering Committee must vote (by simple or special majority) to allow an affiliated TC to vote on a Committee Specification submittal for approval as an OASIS Standard.

4.11 A Member Section Rules of Procedure may include a requirement whereby the Member Section Steering Committee must approve (by simple or special majority vote) an affiliated TC's request for submission of an OASIS Standard to another organization according to the OASIS Liaison Policy.

5. Staff Services

OASIS will provide the following services for the OASIS Member Sections in the same manner and service it provides to the rest of OASIS without preference or prejudice.

5.1 Web Hosting & Maintenance

5.1.1. OASIS will provide web hosting services for the OASIS Member Sections' web sites.

5.1.2. OASIS will provide services for mail list hosting, on-line collaboration, document management and related services, and back up of all web and email data.

5.2. Membership Services

5.2.1. OASIS Member Services support include, but are not limited to,

  • creation and maintenance of the OASIS Member Section membership database,
  • recruiting and expanding participation from both within the Consortium and externally,
  • provision of membership renewal services, revenue projections and reporting,
  • web forms and technology to enable online membership application.

5.3 Accounting Services

5.3.1. Accounting services include, but are not limited to,

  • processing invoices and collection of all valid new member applications and membership renewals,
  • acceptance of online and manual credit card payments, checks and wire transfers made payable to OASIS.

5.3.2. OASIS Member Section discretionary funds (if any) will be held by OASIS, and OASIS will approve and issue payments on behalf of the OASIS Member Section for expenses authorized and requested by the OASIS Member Section Steering Committee that are consistent with the established, agreed-upon budget for the OASIS Member Section. The OASIS Member Section Steering Committee chair will be the primary point-of-contact for reporting and requesting payment.

5.3.3. All OASIS accounting records pertaining to the individual OASIS Member Section will be available for inspection by the OASIS Member Section Steering Committee.

5.4. Marketing and Public Relations Services

5.4.1. OASIS marketing and public relations support services include, but are not limited to,

  • announcement of the formation of the OASIS Member Section,
  • efforts to enlarge the media pool to address the needs of the OASIS Member Section,
  • coordination of conference presentations by OASIS Member Section representatives,
  • analyst briefings,
  • coverage of activities in OASIS e-newsletters and Information Channels (Cover Pages and XML.org),
  • public announcements of new Technical Committee formations and milestones as appropriate.

5.4.2. The cost of marketing and promotional activities specific to the OASIS Member Sections will be paid from OASIS Member Section discretionary funds (if any). This may include the attendance or participation of OASIS staff at an OASIS Member Section specific event, with such funds disbursement approved in advance by the Member Section Steering Committee.

5.4.3. Marketing of any Member Section brand and other marketing activities of the OASIS Member Section will be managed by the Member Section Steering Committee and funded from the OASIS Member Section designated funds (if any) with input and oversight from OASIS management. Public relations for the OASIS Member Sections will be conducted in accordance with OASIS practices and policies, including the OASIS Media Relations Policy.

6. Financial and Management Reporting

6.1. OASIS will provide quarterly financial statements to support the management and operation of the OASIS Member Sections throughout the year by submitting such reports to the OASIS Member Section Steering Committees.

6.2. The OASIS Member Section Steering Committees will provide quarterly management reports on the actual and planned activities and expenses to OASIS management, including business reports, communications, and budget and activity forecasts as required by OASIS management as part of the normal course of business. The Member Section reports must be submitted before the end of the month following the recently completed quarter. These Member Section quarterly reports must also be posted to the designated document folders accessible to all Member Section Members or Observers.

7.0 Annual and Ad Hoc Reviews

7.1. All activities of the OASIS Member Sections and all budget and discretionary fund amounts will be reviewed during the annual budgeting process by OASIS management and the OASIS Member Section Steering Committee.

7.2. Each Member Section is required to prepare a draft budget each year for the following calendar year. This draft budget must be submitted prior to December 1 of each year to OASIS Management for inclusion in the organizational budget, for approval by the OASIS Board of Directors. This draft budget shall be distributed to Member Section members for their information.

7.3 If a Member Section does not expend its funds according to its approved budget, or does not submit a draft expense budget according to Section 7.2, the OASIS Board may stop all future allocation of funds to that Member Section until an acceptable spending plan is received and approved by the Board. In such case, withheld funds will revert to the OASIS General Fund and will be lost to the Member Section.

7.4. Ad Hoc Review. An ad hoc review of any OASIS Member Section activities, budget, and discretionary funding may be undertaken at any time within normal management processes by OASIS management and the applicable OASIS Member Section Steering Committee.

Dates
Approved: 
Wed, 2007-01-24
Effective: 
Wed, 2007-01-24